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Runtime locking correctness validator
started by Ingo Molnar <>
additions by Arjan van de Ven <>
The basic object the validator operates upon is a 'class' of locks.
A class of locks is a group of locks that are logically the same with
respect to locking rules, even if the locks may have multiple (possibly
tens of thousands of) instantiations. For example a lock in the inode
struct is one class, while each inode has its own instantiation of that
lock class.
The validator tracks the 'usage state' of lock-classes, and it tracks
the dependencies between different lock-classes. Lock usage indicates
how a lock is used with regard to its IRQ contexts, while lock
dependency can be understood as lock order, where L1 -> L2 suggests that
a task is attempting to acquire L2 while holding L1. From lockdep's
perspective, the two locks (L1 and L2) are not necessarily related; that
dependency just means the order ever happened. The validator maintains a
continuing effort to prove lock usages and dependencies are correct or
the validator will shoot a splat if incorrect.
A lock-class's behavior is constructed by its instances collectively:
when the first instance of a lock-class is used after bootup the class
gets registered, then all (subsequent) instances will be mapped to the
class and hence their usages and dependecies will contribute to those of
the class. A lock-class does not go away when a lock instance does, but
it can be removed if the memory space of the lock class (static or
dynamic) is reclaimed, this happens for example when a module is
unloaded or a workqueue is destroyed.
The validator tracks lock-class usage history and divides the usage into
(4 usages * n STATEs + 1) categories:
where the 4 usages can be:
- 'ever held in STATE context'
- 'ever held as readlock in STATE context'
- 'ever held with STATE enabled'
- 'ever held as readlock with STATE enabled'
where the n STATEs are coded in kernel/locking/lockdep_states.h and as of
now they include:
- hardirq
- softirq
where the last 1 category is:
- 'ever used' [ == !unused ]
When locking rules are violated, these usage bits are presented in the
locking error messages, inside curlies, with a total of 2 * n STATEs bits.
A contrived example::
modprobe/2287 is trying to acquire lock:
(&sio_locks[i].lock){-.-.}, at: [<c02867fd>] mutex_lock+0x21/0x24
but task is already holding lock:
(&sio_locks[i].lock){-.-.}, at: [<c02867fd>] mutex_lock+0x21/0x24
For a given lock, the bit positions from left to right indicate the usage
of the lock and readlock (if exists), for each of the n STATEs listed
above respectively, and the character displayed at each bit position
=== ===================================================
'.' acquired while irqs disabled and not in irq context
'-' acquired in irq context
'+' acquired with irqs enabled
'?' acquired in irq context with irqs enabled.
=== ===================================================
The bits are illustrated with an example::
(&sio_locks[i].lock){-.-.}, at: [<c02867fd>] mutex_lock+0x21/0x24
||| \-> softirq disabled and not in softirq context
|| \--> acquired in softirq context
| \---> hardirq disabled and not in hardirq context
\----> acquired in hardirq context
For a given STATE, whether the lock is ever acquired in that STATE
context and whether that STATE is enabled yields four possible cases as
shown in the table below. The bit character is able to indicate which
exact case is for the lock as of the reporting time.
| | irq enabled | irq disabled |
| ever in irq | ? | - |
| never in irq | + | . |
The character '-' suggests irq is disabled because if otherwise the
charactor '?' would have been shown instead. Similar deduction can be
applied for '+' too.
Unused locks (e.g., mutexes) cannot be part of the cause of an error.
Single-lock state rules:
A lock is irq-safe means it was ever used in an irq context, while a lock
is irq-unsafe means it was ever acquired with irq enabled.
A softirq-unsafe lock-class is automatically hardirq-unsafe as well. The
following states must be exclusive: only one of them is allowed to be set
for any lock-class based on its usage::
<hardirq-safe> or <hardirq-unsafe>
<softirq-safe> or <softirq-unsafe>
This is because if a lock can be used in irq context (irq-safe) then it
cannot be ever acquired with irq enabled (irq-unsafe). Otherwise, a
deadlock may happen. For example, in the scenario that after this lock
was acquired but before released, if the context is interrupted this
lock will be attempted to acquire twice, which creates a deadlock,
referred to as lock recursion deadlock.
The validator detects and reports lock usage that violates these
single-lock state rules.
Multi-lock dependency rules:
The same lock-class must not be acquired twice, because this could lead
to lock recursion deadlocks.
Furthermore, two locks can not be taken in inverse order::
<L1> -> <L2>
<L2> -> <L1>
because this could lead to a deadlock - referred to as lock inversion
deadlock - as attempts to acquire the two locks form a circle which
could lead to the two contexts waiting for each other permanently. The
validator will find such dependency circle in arbitrary complexity,
i.e., there can be any other locking sequence between the acquire-lock
operations; the validator will still find whether these locks can be
acquired in a circular fashion.
Furthermore, the following usage based lock dependencies are not allowed
between any two lock-classes::
<hardirq-safe> -> <hardirq-unsafe>
<softirq-safe> -> <softirq-unsafe>
The first rule comes from the fact that a hardirq-safe lock could be
taken by a hardirq context, interrupting a hardirq-unsafe lock - and
thus could result in a lock inversion deadlock. Likewise, a softirq-safe
lock could be taken by an softirq context, interrupting a softirq-unsafe
The above rules are enforced for any locking sequence that occurs in the
kernel: when acquiring a new lock, the validator checks whether there is
any rule violation between the new lock and any of the held locks.
When a lock-class changes its state, the following aspects of the above
dependency rules are enforced:
- if a new hardirq-safe lock is discovered, we check whether it
took any hardirq-unsafe lock in the past.
- if a new softirq-safe lock is discovered, we check whether it took
any softirq-unsafe lock in the past.
- if a new hardirq-unsafe lock is discovered, we check whether any
hardirq-safe lock took it in the past.
- if a new softirq-unsafe lock is discovered, we check whether any
softirq-safe lock took it in the past.
(Again, we do these checks too on the basis that an interrupt context
could interrupt _any_ of the irq-unsafe or hardirq-unsafe locks, which
could lead to a lock inversion deadlock - even if that lock scenario did
not trigger in practice yet.)
Exception: Nested data dependencies leading to nested locking
There are a few cases where the Linux kernel acquires more than one
instance of the same lock-class. Such cases typically happen when there
is some sort of hierarchy within objects of the same type. In these
cases there is an inherent "natural" ordering between the two objects
(defined by the properties of the hierarchy), and the kernel grabs the
locks in this fixed order on each of the objects.
An example of such an object hierarchy that results in "nested locking"
is that of a "whole disk" block-dev object and a "partition" block-dev
object; the partition is "part of" the whole device and as long as one
always takes the whole disk lock as a higher lock than the partition
lock, the lock ordering is fully correct. The validator does not
automatically detect this natural ordering, as the locking rule behind
the ordering is not static.
In order to teach the validator about this correct usage model, new
versions of the various locking primitives were added that allow you to
specify a "nesting level". An example call, for the block device mutex,
looks like this::
enum bdev_bd_mutex_lock_class
mutex_lock_nested(&bdev->bd_contains->bd_mutex, BD_MUTEX_PARTITION);
In this case the locking is done on a bdev object that is known to be a
The validator treats a lock that is taken in such a nested fashion as a
separate (sub)class for the purposes of validation.
Note: When changing code to use the _nested() primitives, be careful and
check really thoroughly that the hierarchy is correctly mapped; otherwise
you can get false positives or false negatives.
Two constructs can be used to annotate and check where and if certain locks
must be held: lockdep_assert_held*(&lock) and lockdep_*pin_lock(&lock).
As the name suggests, lockdep_assert_held* family of macros assert that a
particular lock is held at a certain time (and generate a WARN() otherwise).
This annotation is largely used all over the kernel, e.g. kernel/sched/
void update_rq_clock(struct rq *rq)
s64 delta;
where holding rq->lock is required to safely update a rq's clock.
The other family of macros is lockdep_*pin_lock(), which is admittedly only
used for rq->lock ATM. Despite their limited adoption these annotations
generate a WARN() if the lock of interest is "accidentally" unlocked. This turns
out to be especially helpful to debug code with callbacks, where an upper
layer assumes a lock remains taken, but a lower layer thinks it can maybe drop
and reacquire the lock ("unwittingly" introducing races). lockdep_pin_lock()
returns a 'struct pin_cookie' that is then used by lockdep_unpin_lock() to check
that nobody tampered with the lock, e.g. kernel/sched/sched.h::
static inline void rq_pin_lock(struct rq *rq, struct rq_flags *rf)
rf->cookie = lockdep_pin_lock(&rq->lock);
static inline void rq_unpin_lock(struct rq *rq, struct rq_flags *rf)
lockdep_unpin_lock(&rq->lock, rf->cookie);
While comments about locking requirements might provide useful information,
the runtime checks performed by annotations are invaluable when debugging
locking problems and they carry the same level of details when inspecting
code. Always prefer annotations when in doubt!
Proof of 100% correctness:
The validator achieves perfect, mathematical 'closure' (proof of locking
correctness) in the sense that for every simple, standalone single-task
locking sequence that occurred at least once during the lifetime of the
kernel, the validator proves it with a 100% certainty that no
combination and timing of these locking sequences can cause any class of
lock related deadlock. [1]_
I.e. complex multi-CPU and multi-task locking scenarios do not have to
occur in practice to prove a deadlock: only the simple 'component'
locking chains have to occur at least once (anytime, in any
task/context) for the validator to be able to prove correctness. (For
example, complex deadlocks that would normally need more than 3 CPUs and
a very unlikely constellation of tasks, irq-contexts and timings to
occur, can be detected on a plain, lightly loaded single-CPU system as
This radically decreases the complexity of locking related QA of the
kernel: what has to be done during QA is to trigger as many "simple"
single-task locking dependencies in the kernel as possible, at least
once, to prove locking correctness - instead of having to trigger every
possible combination of locking interaction between CPUs, combined with
every possible hardirq and softirq nesting scenario (which is impossible
to do in practice).
.. [1]
assuming that the validator itself is 100% correct, and no other
part of the system corrupts the state of the validator in any way.
We also assume that all NMI/SMM paths [which could interrupt
even hardirq-disabled codepaths] are correct and do not interfere
with the validator. We also assume that the 64-bit 'chain hash'
value is unique for every lock-chain in the system. Also, lock
recursion must not be higher than 20.
The above rules require **massive** amounts of runtime checking. If we did
that for every lock taken and for every irqs-enable event, it would
render the system practically unusably slow. The complexity of checking
is O(N^2), so even with just a few hundred lock-classes we'd have to do
tens of thousands of checks for every event.
This problem is solved by checking any given 'locking scenario' (unique
sequence of locks taken after each other) only once. A simple stack of
held locks is maintained, and a lightweight 64-bit hash value is
calculated, which hash is unique for every lock chain. The hash value,
when the chain is validated for the first time, is then put into a hash
table, which hash-table can be checked in a lockfree manner. If the
locking chain occurs again later on, the hash table tells us that we
don't have to validate the chain again.
The validator tracks a maximum of MAX_LOCKDEP_KEYS number of lock classes.
Exceeding this number will trigger the following lockdep warning:
By default, MAX_LOCKDEP_KEYS is currently set to 8191, and typical
desktop systems have less than 1,000 lock classes, so this warning
normally results from lock-class leakage or failure to properly
initialize locks. These two problems are illustrated below:
1. Repeated module loading and unloading while running the validator
will result in lock-class leakage. The issue here is that each
load of the module will create a new set of lock classes for
that module's locks, but module unloading does not remove old
classes (see below discussion of reuse of lock classes for why).
Therefore, if that module is loaded and unloaded repeatedly,
the number of lock classes will eventually reach the maximum.
2. Using structures such as arrays that have large numbers of
locks that are not explicitly initialized. For example,
a hash table with 8192 buckets where each bucket has its own
spinlock_t will consume 8192 lock classes -unless- each spinlock
is explicitly initialized at runtime, for example, using the
run-time spin_lock_init() as opposed to compile-time initializers
such as __SPIN_LOCK_UNLOCKED(). Failure to properly initialize
the per-bucket spinlocks would guarantee lock-class overflow.
In contrast, a loop that called spin_lock_init() on each lock
would place all 8192 locks into a single lock class.
The moral of this story is that you should always explicitly
initialize your locks.
One might argue that the validator should be modified to allow
lock classes to be reused. However, if you are tempted to make this
argument, first review the code and think through the changes that would
be required, keeping in mind that the lock classes to be removed are
likely to be linked into the lock-dependency graph. This turns out to
be harder to do than to say.
Of course, if you do run out of lock classes, the next thing to do is
to find the offending lock classes. First, the following command gives
you the number of lock classes currently in use along with the maximum::
grep "lock-classes" /proc/lockdep_stats
This command produces the following output on a modest system::
lock-classes: 748 [max: 8191]
If the number allocated (748 above) increases continually over time,
then there is likely a leak. The following command can be used to
identify the leaking lock classes::
grep "BD" /proc/lockdep
Run the command and save the output, then compare against the output from
a later run of this command to identify the leakers. This same output
can also help you find situations where runtime lock initialization has
been omitted.